Compliance Consultant – Part Time

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A Growing Organisation in the Wealth and Funds Services Sector requires an experienced Compliance Consultant on a Part Time basis.

Duties include:-

  • A supportive Compliance professional to advise the Commercial teams on the current regulatory landscape
  • Supervision and inspection of service providers (including vendors, stakeholders and fund managers)
  • Review and approval of fund manager investor & marketing communications (written, audio or video)
  • Creating product disclosure statements while also participating and co-ordination of PDS due diligence committees
  • Assistance with compliance plan audit and preparation
  • Preparing policies, implementing policies (eg. Risk Management Framework)
  • Maintain and update policies and compliance manuals according to changes in regulations, products or business lines

Ideal Candidate:-

  • Background in Compliance, Legal or Product Management/Development
  • Knowledge of the Responsible Entity function
  • Some understanding of risk management and liquidity management
  • Ability to work in a small, entrepreneurial environment – must be self-sufficient
  • Excellent Communication and People Skills essential

Job Information

Job Reference: BBBH263_1582505193
Salary: Negotiable
Salary From: £110000
Salary To: £170000
Job Industries: Financial Services
Job Locations: Sydney CBD, Sydney, Australia
Job Types: Permanent
Job Skills: Compliance Risk Regulatory PDS Due Dilligence
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