Senior Compliance Manager

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Exciting opportunity for a successful Senior Compliance Manager to join a High Profile Investment Organisation with a unique suite of Investments.

Key Duties Include:-

  • Establish strong and effective relationships within the Compliance team and key stakeholders across the business including Investment Operations, Front Office, IT and Legal.
  • Investment Compliance Review across a range of sophisticated clients and alternative investments
  • Update and monitoring of the all breaches and incidents while ensuring all breaches are identified, investigated and researched adequately
  • Working collaboratively with with the Legal team ensuring best practice and consistency across the organisation
  • Promoting a culture of continuous improvement and change management across the group with key focus on Compliance and Risk Infrastructure
  • Provide clear direction to the business in relation to the compliance and legislative requirements and designing training promote a highly efficient compliance culture.
  • Reporting to the Investment Committee, Senior Management and key business stakeholder regarding all to compliance issues and industry changes

The Candidate:-

  • Minimum of 8 Years experience in the Compliance, Risk or Legal Sector with a detailed understanding of the Investment Management sector within Australia and Internationally
  • Detailed knowledge of traditional investment products with exposure to alternative and unlisted investments beneficial also
  • Superior Leadership and Management skills with the ability to engage and influence stakeholders at C Level
  • Ability to work closely with are all Legislative and Regulatory Bodies and navigate the organisation through the everchanging landscape

Job Information

Job Reference: BBBH211_1579498366
Salary: AU$180000 - AU$220000 per annum
Salary From: £180000
Salary To: £220000
Job Industries: Banking
Job Locations: Sydney CBD, Sydney, Australia
Job Types: Permanent
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